Michael James Moody

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ashmore Investment Management Limited (no longer approved here)

    FRN 185402

    • CF13 Finance (18 May 2006 to 21 Aug 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Jan 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Jan 2002)
    • CF15 Internal Audit (1 Dec 2001 to 2 Mar 2005)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 29 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.