Michael James Miller

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C & M (LIFE & PENSIONS) LIMITED

    FRN 627954

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
  • C&M (Life & Pension) Ltd (0239) (no longer approved here)

    FRN 153086

    • Employed By (1 Oct 1998 to 30 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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