Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] Material risk taker (since 7 Jan 2020)
    • [FCA CF] Manager of certification employee (since 13 Dec 2017)
    • [FCA CF] Client dealing (since 6 Jun 2017)
    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] Material risk taker (since 7 Jan 2020)
    • [FCA CF] Manager of certification employee (since 13 Dec 2017)
    • [FCA CF] Client dealing (since 6 Jun 2017)
    • [FCA CF] Manager of certification employee (since 10 Oct 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (15 Jun 2011 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (15 Oct 2008 to 5 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.