Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Significant management (since 10 Feb 2026)
- [FCA CF] Material risk taker (since 7 Jan 2020)
- [FCA CF] Manager of certification employee (since 13 Dec 2017)
- [FCA CF] Client dealing (since 6 Jun 2017)
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Merrill Lynch International
FRN 147150
- [FCA CF] Significant management (since 10 Feb 2026)
- [FCA CF] Material risk taker (since 7 Jan 2020)
- [FCA CF] Manager of certification employee (since 13 Dec 2017)
- [FCA CF] Client dealing (since 6 Jun 2017)
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Bank of America Europe DAC
FRN 989014
- [FCA CF] Manager of certification employee (since 10 Oct 2025)
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- CF30 Customer (15 Jun 2011 to 6 Mar 2016)
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- CF30 Customer (15 Oct 2008 to 5 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.