Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (22 Sep 2023 to 8 Jan 2026)
- [FCA CF] Functions requiring qualifications (22 Sep 2023 to 8 Jan 2026)
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- [PRA CF] Key function holder (9 Dec 2019 to 20 Jun 2022)
- [FCA CF] CASS oversight function (9 Dec 2019 to 20 Jun 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Mar 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jun 2022)
- [FCA CF] Significant management (9 Dec 2019 to 20 Jun 2022)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 20 Jun 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2022)
- SMF3 Executive Director (9 Dec 2019 to 1 Sep 2022)
- [FCA CF] Benchmark submission and administration (9 Dec 2019 to 20 Jun 2022)
- CF10 Compliance Oversight (14 Nov 2019 to 8 Dec 2019)
- CF30 Customer (14 Nov 2019 to 8 Dec 2019)
- CF1 Director (14 Nov 2019 to 8 Dec 2019)
- Responsibility for MCD Intermediation (14 Nov 2019 to 1 Sep 2022)
- Responsible for Insurance Distribution (14 Nov 2019 to 1 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.