Michael James Hall

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • SMF2 Chief Finance (21 Apr 2021 to 2 Oct 2023)
    • [PRA CF] Key function holder (10 Aug 2020 to 27 Feb 2024)
    • [FCA CF] Significant management (10 Aug 2020 to 27 Feb 2024)
    • [PRA CF] Managing a material risk taker (10 Aug 2020 to 27 Feb 2024)
    • [FCA CF] Manager of certification employee (10 Aug 2020 to 30 Apr 2024)
    • [FCA CF] Material risk taker (10 Aug 2020 to 27 Feb 2024)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • SMF18 Other Overall Responsibility (29 Jan 2020 to 7 Aug 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2017)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF1 Director (19 Oct 2011 to 1 Aug 2014)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF1 Director (1 Sep 2009 to 16 Jul 2011)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF29 Significant management (1 Nov 2007 to 13 Jul 2011)
    • CF1 Director (27 Sep 2007 to 13 Jul 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Sep 2007 to 31 Oct 2007)
    • Responsible for Insurance Mediation (27 Sep 2007 to 13 Jul 2011)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 27 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.