Michael James Griffiths

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 23 Jun 2015)
    • CF7 Sole Trader (AR) (29 Jan 2007 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (8 Dec 2006 to 31 Oct 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (17 Nov 2005 to 1 Dec 2006)
    • CF22 Investment Adviser (Trainee) (4 Aug 2005 to 17 Nov 2005)
    • CF7 Sole Trader (AR) (4 Aug 2005 to 28 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.