Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PERSHING SECURITIES LIMITED
FRN 146576
- [FCA CF] Client dealing (since 2 Jan 2025)
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The Bank of New York Mellon
FRN 122467
- [FCA CF] Algorithmic trading (since 30 Nov 2023)
- [FCA CF] Manager of certification employee (since 30 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2022)
- [FCA CF] Client dealing (since 18 Jul 2018)
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- [FCA CF] Client dealing (7 Mar 2016 to 28 Apr 2017)
- CF30 Customer (6 Nov 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.