Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 16 Nov 2022)
    • [FCA CF] Client dealing (since 20 May 2022)
    • [FCA CF] Manager of certification employee (since 20 May 2022)
    • [FCA CF] Algorithmic trading (since 16 Nov 2022)
    • [FCA CF] Client dealing (since 20 May 2022)
    • [FCA CF] Manager of certification employee (since 20 May 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (1 Nov 2016 to 27 Sep 2019)
    • [FCA CF] Algorithmic trading (1 Nov 2016 to 27 Sep 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 27 Sep 2019)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 27 Sep 2019)
    • CF30 Customer (22 Oct 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 25 Jul 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.