Michael James Arthur Craig Waring

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mike Waring

    FRN 196347

    • (1)Employed By (since 22 Mar 2024)
    • (1)Employed By (1 Dec 2001 to 2 Jul 2012)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 13 Mar 2024)
    • CF30 Customer (since 21 Feb 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Mar 2024)
    • CF30 Customer (22 Aug 2012 to 22 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Mike Waring

  2. controlled function added: (1)Employed By at Mike Waring