Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 29 Nov 2024)
- CF30 Customer (1 Nov 2007 to 28 Feb 2008)
- CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
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- [FCA CF] Client dealing (5 Aug 2021 to 25 Sep 2023)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Jan 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 7 Jan 2021)
- CF30 Customer (20 Aug 2014 to 6 Mar 2016)
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- CF30 Customer (9 Oct 2009 to 5 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.