Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 28 Feb 2008)
    • CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (5 Aug 2021 to 25 Sep 2023)
  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Jan 2021)
    • CF30 Customer (20 Aug 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (9 Oct 2009 to 5 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.