Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (3)CF30 Customer (22 May 2015 to 8 Dec 2019)
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- Employed By (4 Apr 2011 to 2 Aug 2013)
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- CF30 Customer (3 Mar 2010 to 2 Aug 2013)
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- Employed By (3 Mar 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (3)CF30 Customer at ELLIS BATES WEALTH MANAGEMENT LTD