Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Jan 2024)
    • [FCA CF] Client dealing (since 3 Apr 2023)
    • [FCA CF] Client dealing (30 Jul 2021 to 1 Apr 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2023)
    • CF1 Director (2 Apr 2014 to 8 Dec 2019)
    • CF29 Significant management (2 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (5 Aug 2011 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 28 Jan 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.