Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shermin Finance Ltd
FRN 727594
- CF3 Chief Executive (AR) (since 27 Oct 2025)
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SMART ENERGY GROUP LTD
FRN 1043234
- (1)Employed By (since 27 Oct 2025)
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Cornerstone Finance Group Ltd
FRN 767202
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (17 Jan 2022 to 30 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (25 Jun 2021 to 19 Jul 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 24 Mar 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 12 Jul 2023)
- Responsible for Insurance Mediation (24 May 2017 to 30 Sep 2018)
- Responsibility for MCD Intermediation (24 May 2017 to 12 Jul 2023)
- CF10 Compliance Oversight (24 May 2017 to 8 Dec 2019)
- CF1 Director (24 May 2017 to 8 Dec 2019)
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- Employed By (17 Jan 2022 to 30 Oct 2023)
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- Employed By (15 Nov 2016 to 16 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.