Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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State Street Bank and Trust Company
FRN 170462
- SMF24 Chief Operations (since 28 Jun 2024)
- [FCA CF] Material risk taker (8 Apr 2024 to 28 Jun 2024)
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- [FCA CF] Significant management (18 Mar 2021 to 29 Jan 2024)
- [FCA CF] Manager of certification employee (18 Mar 2021 to 29 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Mar 2021 to 29 Jan 2024)
- [PRA CF] Managing a material risk taker (18 Mar 2021 to 29 Jan 2024)
- [FCA CF] Material risk taker (18 Mar 2021 to 29 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.