Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 May 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 22 Nov 2019)
- CF10 Compliance Oversight (6 Jan 2011 to 22 Nov 2019)
- CF11 Money Laundering Reporting (6 Jan 2011 to 22 Nov 2019)
- CF30 Customer (6 Jan 2011 to 22 Nov 2019)
- Responsible for Insurance Mediation (6 Jan 2011 to 30 Sep 2018)
- CF1 Director (6 Jan 2011 to 22 Nov 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.