Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Greycoat Financial Services Limited
FRN 917269
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
- Responsible for Insurance Distribution (since 2 Nov 2020)
- SMF16 Compliance Oversight (since 2 Nov 2020)
- [FCA CF] Client dealing (since 2 Nov 2020)
- SMF3 Executive Director (since 7 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jan 2020)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
- CF30 Customer (12 Oct 2004 to 28 Jan 2013)
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- (1)Employed By (8 May 2001 to 30 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.