Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (21 Oct 2019 to 31 Mar 2023)
- [FCA CF] Client dealing (19 Oct 2016 to 31 Mar 2023)
- CF30 Customer (5 Mar 2015 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (21 Oct 2019 to 6 Apr 2023)
- [FCA CF] Client dealing (1 Jul 2018 to 31 Mar 2023)
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- CF30 Customer (23 Oct 2009 to 12 Apr 2012)
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- CF30 Customer (1 Nov 2007 to 12 Apr 2012)
- CF21 Investment Adviser (22 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Nov 2004 to 22 Aug 2005)
- CF26 Customer Trading (1 Dec 2001 to 1 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.