Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (21 Oct 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (19 Oct 2016 to 31 Mar 2023)
    • CF30 Customer (5 Mar 2015 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (21 Oct 2019 to 6 Apr 2023)
    • [FCA CF] Client dealing (1 Jul 2018 to 31 Mar 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (23 Oct 2009 to 12 Apr 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 12 Apr 2012)
    • CF21 Investment Adviser (22 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 22 Aug 2005)
    • CF26 Customer Trading (1 Dec 2001 to 1 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.