Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saxo Capital Markets UK Ltd (no longer approved here)

    FRN 551422

    • SMF12 Chair of the Remuneration Committee (25 Aug 2023 to 25 Feb 2025)
    • SMF11 Chair of the Audit Committee (19 Jul 2022 to 25 Feb 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (1 Nov 2007 to 30 Nov 2015)
    • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Nov 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF1 Director (1 Dec 2001 to 24 Feb 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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