Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W.DENIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 120918

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 11 Sep 2007)
    • CF10 Compliance Oversight (29 Oct 2004 to 4 Nov 2005)
    • CF11 Money Laundering Reporting (29 Oct 2004 to 4 Nov 2005)
    • CF8 Apportionment and Oversight (29 Oct 2004 to 4 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.