Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 13 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Oct 2025)
- [PRA CF] Managing a material risk taker (17 Jan 2024 to 13 Mar 2024)
- [FCA CF] Manager of certification employee (15 Jan 2024 to 2 Feb 2024)
- SMF24 Chief Operations (1 Jan 2024 to 29 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (20 Mar 2023 to 2 Feb 2024)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 13 Oct 2025)
- [FCA CF] Significant management (since 13 Oct 2025)
- [PRA CF] Managing a material risk taker (17 Jan 2024 to 13 Mar 2024)
- [FCA CF] Manager of certification employee (15 Jan 2024 to 2 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (20 Mar 2023 to 2 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.