Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 19 Feb 2026)
    • CF30 Customer (since 7 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 3 Jan 2023)
    • (3)Employed By (since 7 Feb 2026)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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