Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (20 Aug 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (22 Jun 2018 to 1 Jul 2018)
    • [FCA CF] Client dealing (4 Jun 2018 to 1 Jul 2018)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (20 Aug 2019 to 7 Aug 2020)
    • [FCA CF] Client dealing (1 Jul 2018 to 31 Jan 2023)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.