Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crosby Financial Planning Ltd (no longer approved here)

    FRN 939755

    • Employed By (13 Apr 2022 to 8 Jun 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 31 May 2022)
    • CF1 Director (AR) (4 Feb 2021 to 8 Jun 2022)
    • [FCA CF] Client dealing (6 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
  • BLUE MOON FINANCIAL SERVICES LTD (no longer approved here)

    FRN 939536

    • Employed By (4 Feb 2021 to 8 Jun 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (23 Aug 2018 to 29 Aug 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 May 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.