Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (13 Apr 2022 to 8 Jun 2022)
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- Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 31 May 2022)
- CF1 Director (AR) (4 Feb 2021 to 8 Jun 2022)
- [FCA CF] Client dealing (6 Jul 2020 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (6 Jul 2020 to 31 Mar 2021)
- CF30 Customer (1 Nov 2018 to 8 Dec 2019)
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- Employed By (4 Feb 2021 to 8 Jun 2022)
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- CF30 Customer (23 Aug 2018 to 29 Aug 2018)
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- CF30 Customer (6 May 2015 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.