Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lancaster Hill Investment Management
FRN 181211
- (2)Employed By (since 1 Mar 2024)
- (2)Employed By (1 Oct 1998 to 6 Mar 2006)
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 26 Feb 2024)
- CF4 Partner (AR) (since 5 Nov 2023)
- CF30 Customer (since 5 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Mar 2024)
- CF4 Partner (AR) (1 May 2012 to 1 Mar 2024)
- CF30 Customer (1 Nov 2007 to 1 Mar 2024)
- CF7 Sole Trader (AR) (6 Mar 2006 to 31 Jan 2007)
- CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Lancaster Hill Investment Management
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controlled function added: (2)Employed By at Lancaster Hill Investment Management