Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 12 Jun 2025)
    • [FCA CF] Material risk taker (since 12 Jun 2025)
    • [FCA CF] Manager of certification employee (since 11 Apr 2025)
    • [FCA CF] Client dealing (since 13 Jan 2025)
  • BDT & MSD Partners International, LLP (no longer approved here)

    FRN 731456

    • SMF27 Partner (2 Aug 2021 to 4 Oct 2022)
    • [FCA CF] Client dealing (5 Oct 2020 to 4 Oct 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 12 Jun 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Jun 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Jun 2020)
    • CF30 Customer (10 Sep 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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