Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 20 May 2022)
    • SMF16 Compliance Oversight (7 Mar 2020 to 20 May 2022)
    • SMF18 Other Overall Responsibility (7 Mar 2020 to 20 May 2022)
    • [FCA CF] CASS oversight function (1 Jan 2020 to 21 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 20 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 20 May 2022)
    • CF3 Chief Executive (15 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 May 2022)
    • Responsible for Insurance Mediation (26 Jun 2018 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.