Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Diane Gwyther

    FRN 474452

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
    • [FCA CF] Client dealing (since 1 Oct 2024)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2023)
    • CF30 Customer (15 Mar 2016 to 8 Dec 2019)
  • Kingswood Financial Advisors (no longer approved here)

    FRN 455859

    • CF30 Customer (1 Nov 2007 to 12 Apr 2016)
    • CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (16 Oct 2006 to 12 Apr 2016)
  • Kingswood Independent Financial Advisors (no longer approved here)

    FRN 189840

    • (16)Employed By (16 May 2003 to 15 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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