Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Diane Gwyther
FRN 474452
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
- [FCA CF] Client dealing (since 1 Oct 2024)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2023)
- CF30 Customer (15 Mar 2016 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 12 Apr 2016)
- CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
- CF4 Partner (16 Oct 2006 to 12 Apr 2016)
-
- (16)Employed By (16 May 2003 to 15 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.