Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • COMPASS INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 563812

    • Responsibility for MCD Intermediation (21 Mar 2016 to 21 Jan 2019)
    • CF1 Director (3 Jan 2012 to 9 Mar 2016)
    • CF10 Compliance Oversight (3 Jan 2012 to 21 Jan 2019)
    • CF30 Customer (3 Jan 2012 to 21 Jan 2019)
    • Responsible for Insurance Mediation (3 Jan 2012 to 9 Mar 2016)
  • Compass Independent Financial Services Ltd (no longer approved here)

    FRN 196951

    • Employed By (1 Dec 2001 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.