Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • SMF4 Chief Risk (5 Sep 2024 to 6 Apr 2026)
    • [FCA CF] Manager of certification employee (16 Dec 2021 to 9 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Apr 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Apr 2026)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Material risk taker (1 Jan 2023 to 6 Apr 2026)
    • SMF4 Chief Risk (29 May 2020 to 6 Apr 2026)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • SMF4 Chief Risk (20 Oct 2022 to 6 Apr 2026)
    • [FCA CF] Manager of certification employee (25 Nov 2021 to 20 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2022)
    • CF28 Systems and controls (13 Aug 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.