Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (15 Jan 2008 to 21 Sep 2009)
- CF30 Customer (12 Nov 2007 to 8 Dec 2019)
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- CF16 Significant Mgt (Desgntd Investment Business) (20 Mar 2003 to 19 Dec 2003)
- CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.