Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 26 Jan 2026)
- [FCA CF] Client dealing (since 26 Jan 2026)
- CF1 Director (AR) (since 13 Nov 2025)
- CF30 Customer (since 13 Nov 2025)
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Waverley Financial Services Ltd
FRN 1044446
- Employed By (since 13 Nov 2025)
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- (3)Employed By (16 Aug 2023 to 23 Dec 2025)
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- Appointed representative dealing with clients for which they require qualification (10 Nov 2022 to 19 Dec 2025)
- CF30 Customer (2 Nov 2022 to 19 Dec 2025)
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- (6)Employed By (2 Nov 2022 to 25 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.