Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 12 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2024)
    • [FCA CF] Client dealing (since 12 Mar 2024)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (21 Dec 2009 to 8 Dec 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF27 Investment Management (1 Dec 2001 to 11 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.