Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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D & P FINANCIAL SOLUTIONS LIMITED
FRN 498551
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF30 Customer (16 Jul 2009 to 31 Dec 2012)
- CF1 Director (16 Jul 2009 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Jul 2009 to 11 Jan 2013)
- Responsible for Insurance Mediation (16 Jul 2009 to 30 Sep 2018)
- CF10 Compliance Oversight (16 Jul 2009 to 11 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.