Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF30 Customer (26 Jul 2011 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (5 Aug 2004 to 24 May 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (5 Aug 2004 to 24 May 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.