Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF1 Director (19 Mar 2010 to 4 Oct 2010)
    • CF29 Significant management (16 Apr 2008 to 4 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2004)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF1 Director (16 Apr 2008 to 4 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

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