Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 14 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 14 Jun 2019)
    • CF30 Customer (26 Sep 2012 to 19 Jun 2014)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 14 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 14 Jun 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Apr 2008 to 23 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.