Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • [FCA CF] Material risk taker (3 Sep 2020 to 15 Feb 2024)
    • [FCA CF] Significant management (3 Sep 2020 to 15 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (7 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.