Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 28 Apr 2017)
- CF3 Chief Executive (1 Oct 2006 to 28 Apr 2017)
- CF8 Apportionment and Oversight (1 Oct 2006 to 31 Mar 2009)
- CF1 Director (6 Mar 2003 to 28 Apr 2017)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 31 Oct 2007)
- CF26 Customer Trading (28 Nov 2002 to 1 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.