Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF29 Significant management (1 Nov 2007 to 28 Apr 2017)
    • CF3 Chief Executive (1 Oct 2006 to 28 Apr 2017)
    • CF8 Apportionment and Oversight (1 Oct 2006 to 31 Mar 2009)
    • CF1 Director (6 Mar 2003 to 28 Apr 2017)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 31 Oct 2007)
    • CF26 Customer Trading (28 Nov 2002 to 1 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.