Michael Francis Brookfield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARVEST ASSOCIATES LIMITED

    FRN 629749

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 May 2025)
    • [FCA CF] Client dealing (since 22 May 2025)
  • Swallow Financial Management LLP (no longer approved here)

    FRN 221649

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 May 2025)
    • CF30 Customer (21 Jan 2013 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (23 May 2009 to 6 Oct 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (24 Jan 2002 to 30 Dec 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.