Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Rosetta Capital Limited
FRN 196844
- SMF3 Executive Director (since 7 Jun 2024)
- CF2 Non Executive Director (14 Jan 2009 to 24 Feb 2020)
- CF11 Money Laundering Reporting (19 Feb 2008 to 12 Jan 2009)
- CF28 Systems and controls (1 Nov 2007 to 12 Jan 2009)
- CF30 Customer (1 Nov 2007 to 12 Jan 2009)
- CF3 Chief Executive (1 Dec 2001 to 12 Jan 2009)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 12 Jan 2009)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 14 Jan 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.