Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 7 Jun 2024)
    • CF2 Non Executive Director (14 Jan 2009 to 24 Feb 2020)
    • CF11 Money Laundering Reporting (19 Feb 2008 to 12 Jan 2009)
    • CF28 Systems and controls (1 Nov 2007 to 12 Jan 2009)
    • CF30 Customer (1 Nov 2007 to 12 Jan 2009)
    • CF3 Chief Executive (1 Dec 2001 to 12 Jan 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 Jan 2009)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 14 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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