Michael Fogarty

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Acumen Pensions and Investments Limited

    FRN 915729

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • ACUMEN FINANCIAL ADVISERS LIMITED (no longer approved here)

    FRN 583606

    • CF30 Customer (14 Sep 2016 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Sep 2015 to 9 Sep 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (7 May 2008 to 14 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

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