MICHAEL Finney

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited

    FRN 403721

    • [FCA CF] Client dealing (since 10 Mar 2026)
    • [FCA CF] Significant management (since 10 Mar 2026)
    • [FCA CF] Material risk taker (since 10 Mar 2026)
    • [FCA CF] Manager of certification employee (since 10 Mar 2026)
  • Mediobanca - Banca Di Credito Finanziario S.P.A. (no longer approved here)

    FRN 977764

    • [FCA CF] Client dealing (1 Feb 2022 to 22 Dec 2025)
  • High Ground Investment Management LLP (no longer approved here)

    FRN 843467

    • SMF27 Partner (9 Dec 2019 to 31 Jan 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2022)
    • CF4 Partner (25 Sep 2019 to 8 Dec 2019)
    • CF3 Chief Executive (25 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (25 Sep 2019 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 25 May 2019)
    • CF30 Customer (30 Sep 2010 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 25 May 2019)
    • CF30 Customer (30 Sep 2010 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF21 Investment Adviser (2 Jun 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.