Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TP ICAP Markets Limited
FRN 124520
- [FCA CF] Material risk taker (since 20 Sep 2023)
- [FCA CF] Manager of certification employee (since 31 Oct 2020)
- SMF18 Other Overall Responsibility (20 Sep 2023 to 10 Sep 2024)
- [FCA CF] Client dealing (31 Oct 2020 to 27 Aug 2024)
- CF30 Customer (13 Oct 2015 to 8 Dec 2019)
-
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Material risk taker (since 20 Sep 2023)
- [FCA CF] Manager of certification employee (since 1 Aug 2022)
- SMF18 Other Overall Responsibility (20 Sep 2023 to 10 Sep 2024)
- [FCA CF] Client dealing (1 Aug 2022 to 27 Aug 2024)
-
- [FCA CF] Manager of certification employee (8 Apr 2024 to 9 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.