Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (13 Apr 2022 to 14 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (12 Apr 2022 to 13 Jan 2025)
    • [FCA CF] Manager of certification employee (27 Oct 2016 to 10 Jan 2024)
    • [FCA CF] Client dealing (27 Oct 2016 to 13 Jan 2025)
    • CF30 Customer (22 Jan 2014 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (13 Apr 2022 to 14 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (12 Apr 2022 to 13 Jan 2025)
    • [FCA CF] Manager of certification employee (12 Apr 2022 to 8 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.