Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elderstreet Investments Limited (no longer approved here)

    FRN 148527

    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 23 Feb 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 23 Feb 2021)
    • CF11 Money Laundering Reporting (22 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF2 Non Executive Director (11 Mar 2009 to 11 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.