Michael Edward Waterman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 23 May 2013)
    • CF30 Customer (1 Nov 2007 to 27 Dec 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Alastair James Watson

    FRN 215268

    • (1)Employed By (since 23 May 2013)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (16 Jan 2008 to 30 Nov 2012)
  • A & M Financial Consultants Ltd (no longer approved here)

    FRN 409795

    • (3)Employed By (16 Jan 2008 to 30 Nov 2012)
  • Mike Waterman (no longer approved here)

    FRN 215611

    • (1)Employed By (1 Dec 2001 to 16 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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