Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Apr 2023)
    • [FCA CF] Client dealing (since 24 Apr 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Apr 2023)
    • CF30 Customer (20 Nov 2014 to 24 Apr 2023)
  • Michael Meese and Associates (no longer approved here)

    FRN 486331

    • Employed By (29 Jul 2008 to 30 Sep 2014)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF22 Investment Adviser (Trainee) (9 Jul 2007 to 31 Oct 2007)
  • Judy Ward (Financial Services) Ltd (no longer approved here)

    FRN 116340

    • Employed By (9 Jul 2007 to 24 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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