Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (since 1 Dec 2001)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (2)Employed By (since 1 Aug 2012)
  • Martin Tickner (no longer approved here)

    FRN 193123

    • (7)Employed By (1 Dec 2001 to 1 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

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