Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Port Brae Associates Ltd
FRN 1001293
- (3)Employed By (since 23 Aug 2023)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 16 Sep 2019)
- CF30 Customer (since 21 Jun 2017)
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- CF30 Customer (18 Jan 2016 to 27 Oct 2016)
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- CF30 Customer (18 Apr 2011 to 11 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 15 Apr 2011)
- CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Jan 2007 to 22 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.