Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Sep 2024)
    • [FCA CF] Material risk taker (since 6 Sep 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (17 Oct 2024 to 17 Jan 2025)
    • SMF7 Group Entity Senior Manager (17 Jul 2023 to 4 Jul 2024)
    • [PRA CF] Managing a material risk taker (27 Jan 2023 to 6 Nov 2024)
    • [FCA CF] Material risk taker (27 Jan 2023 to 17 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2023 to 17 Jan 2025)
    • Director of firm who is not a certification employee or a SMF manager (25 Jan 2023 to 17 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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