Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [PRA CF] Significant risk taker or Material risk taker (since 6 Sep 2024)
- [FCA CF] Material risk taker (since 6 Sep 2024)
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- [FCA CF] Manager of certification employee (17 Oct 2024 to 17 Jan 2025)
- SMF7 Group Entity Senior Manager (17 Jul 2023 to 4 Jul 2024)
- [PRA CF] Managing a material risk taker (27 Jan 2023 to 6 Nov 2024)
- [FCA CF] Material risk taker (27 Jan 2023 to 17 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2023 to 17 Jan 2025)
- Director of firm who is not a certification employee or a SMF manager (25 Jan 2023 to 17 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.